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Wisdom_of_the_massesWisdom of the Masses

E-SIGN and wires
Sometimes you ask a question in our discussion forums and learn more about what you’re dealing with than you had planned. A poster asked about whether E-SIGN would allow the bank to accept a customer’s signature on an emailed wire transfer request. The discussion quickly jumped into security measures and wire transfer fraud. And incidentally, the question about the signature was also covered, but turned out to be the least important thing the poster needed to worry about...



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WEEKLY Q & AWeekly Q&A

Initial or continuing SAR?
We filed a SAR on a borrower in February 2017 and now have suspicious activity again and will be filing another SAR. In 2017, the borrower was providing false information on a loan application and provided a fake social security number. At that time, we already had one loan on our books for the borrower. We explained we wouldn’t be doing any more business with borrower...



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newsletter-SCompliance Action Newsletter

Compliance Action Newsletter, Volume 23, No. 5, August 2, 2018
Table of Contents   A Very Grateful Compliance Professional by Patti Joyner Blenden I fell in love with banking from the first time I was handed a teller drawer at 15. Last month, it was my distinct honor to receive the 2018 American Bankers Association’s Distinguished Service Award. I cannot even begin to tell you […]



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Compliance News

E-SIGN and wires - August 13, 2018

Reg E unauthorized use - August 13, 2018

Reg DD bonus - August 13, 2018



Initial or continuing SAR? - August 13, 2018

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